Public Health Service (PHS)-regulations laid out in HHS 42 CFR 50 Subpart F and the 2011 Final Rule lay out specific regulations regarding conflict of interest for anyone, regardless of their title, involved in the design, conduct, or reporting of PHS-funded research (except SBIR/STTR Phase I applications). Regulations require training on conflicts of interest and disclosure of significant financial interests, as laid out below.
List of PHS Agencies
Agency for Healthcare Research and Quality (AHRQ)
Agency for Toxic Substances and Disease Registry (ATSDR)
Centers for Disease Control and Prevention (CDC)
Food and Drug Administration (FDA)
Health Resources and Services Administration (HRSA)
Indian Health Service (IHS)
National Institutes of Health (NIH)
Substance Abuse and Mental Health Services Administration (SAMHSA)
Assistant Secretary for Preparedness and Response (ASPR, includes BARDA)
Office of Global Affairs (OGA)
Anyone involved in the design, conduct, or reporting of PHS-funded research must be trained in conflicts of interest:
- Prior to engaging in PHS-sponsored research; UMB policy requires training prior to the submission of a PHS-proposal
- At least once every 4 years
- If new, within 60 days of hire
- As required due to revision of UMB or PHS policy or as directed as a result of non-compliance
UMB provides the necessary COI training via the Collaborative Institutional Training Initiative (CITI). To take the required training, log-in to the CITI website, add the course titled "Conflicts of Interest," review modules 1-3, and take the quiz at the end of each module. If you have any questions or problems accessing the CITI training, please contact Shilene Johnson or Erin Burch.
All personnel involved with PHS-sponsored research must disclose significant financial interests (SFI) for themselves, spouses, or close relatives annually if it is reasonably related to the investigator's institutional responsibility, or certify that no SFI exists.
Disclosures should be made:
- at or before PHS-proposal submission
- at least annually
- within 30 days of a new SFI being acquired or discovered
Determination of a Financial Conflict of Interest (FCOI)
The UMB Conflict of Interest Officer will determine whether the significant financial interest is related to the PHS-sponsored research. If it is determined that an FCOI exists, the COI Officer will determine whether the SFI could affect the design, conduct, or reporting of the research. If yes, the COI Officer will inform the investigator, Chair, and SOM Dean's Office designee. The COI Officer will then work with the investigator to develop and implement a management plan to keep the PHS-funded research free of bias.